Wealth

Merrill Lynch Ramps Up Wealth Unit as Rich Clients Flock to Florida

RIA CapWealth Takes on SEC Over 12b-1 Disclosures

The States Where Residents Shoulder the Highest and Lowest Tax Burdens

After a Roller Coaster Year, What’s Next for Small Caps?

Wealth

Wealth Enhancement Group Acquires $440M CJM Wealth Management

September 3, 2020

Wealth Enhancement Group, an independent hybrid backed by private equity firm TA Associates, acquired CJM Wealth...

COVID-19 Cyberthreats Loom | Wealth Management

September 3, 2020

A host of threats, from phishing attacks to all manner of malware infection, have been on...

Clara Shih Stepping Down as CEO of Hearsay Systems

Clara Shih, co-founder and longtime CEO of financial services client engagement platform provider Hearsay Systems, announced...

Betterment’s Search for a CCO Continues

Betterment is actively looking for its fourth top compliance executive in less than a year and...

Wealthfront Wants To Be Seen As ‘Nextgen Banking Service’

Wealthfront is continuing its intentional evolution into something different from its intial mission of investing. In...

Creative Planning Adds Atlanta RIA TrueWealth with $1.6 Billion in AUM

Peter Mallouk’s Creative Planning announced has acquired Atlanta-based RIA TrueWealth, with $1.6 billion in AUM. The move is...

SEC Charges Conn. Advisor with Defrauding Retiree Client

Matthew Clason, an investment advisor in Cheshire, Conn. is being charged by the SEC with stealing...

#FASuccess: Stacey McKinnon’s Nontraditional Approach to Hiring

Welcome back to the 190th episode of Financial Advisor Success Podcast! My guest on today’s podcast...

Bank of America Merrill Lynch Eyeing Asset Manager Diversity

Bank of America is diving into diversity more deeply than ever before by requiring the asset managers...